401(k) Plans

A 401(k) is a retirement savings plan sponsored by an employer. It lets workers save and invest a piece of their paycheck before taxes are taken out. Taxes aren’t paid until the money is withdrawn from the account.

We are 401(k) Fiduciaries Who

  • Are 3(21) Investment advisors
  • Are 3(38) Investment managers
  • Receive no commission compensation
  • Receive no revenue-sharing with mutual funds
  • Provide objective advice for a level fee
  • Are knowledgeable about the DOL Fiduciary Rule

Our 401(k) Plan Clients Receive

  • Availability of low fee index funds
  • Best of breed active mutual funds
  • A choice of record-keepers
  • A choice of third party administrators
  • Full transparency regarding fees

We Help Company 401(k) Sponsors

  • Comply with the Department of Labor Fiduciary Rule
  • Check that 401(k) plan costs are reasonable
  • Monitor performance of all plan investment choices
  • Evaluate pros and cons of alternative 401(k) investment platforms
  • Conduct a fiduciary check-up to monitor compliance
  • Insulate plan trustees from liability as plan fiduciaries

A Necessary Pullback

Fred Sanford from the 70’s sitcom Sanford and Sons used to grab his heart once a week and tell Lamont that “this was the big one”. It never was. Our indicators tell us the current market drop of 9-10% is not the ‘big one’. Evidence shows us that conditions are not at...

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Giving, Tax Advice

Read Full Article – pdf Version I went shopping last weekend and was amazed to see Christmas decorations already on display. There were lights, reindeer, wreaths, and jolly Santas. I could almost hear the Salvation Army bell ringing. The...

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Lawsuits Against Employers Surging

by Craig D. Price, Certified Financial Planner® and Will Thompson, Certified Financial Planner®, Certified Financial Advisor®, Accredited Investment Fiduciary® - Stuart, Florida Lawsuits against 401(k) plan sponsors are surging and potential damages are in the...

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Contact Price Wealth Management:

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309 SE Osceola Street, Suite 105 | Stuart, FL 34994


Advisory services offered through Hayden Royal LLC, an SEC-registered investment advisory firm. Price Wealth Management may only conduct business with residents of the states for which they are properly registered.

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